What they do
- Services
- Equity raisings, IPOs and listings, Debt advice, Sell-side M&A, Buy-side M&A, Independent expert reports
- Specialties
- Healthcare, Consumer, Technology & Media, Business Services, Sustainability, Metals & Mining
- Deal size
- Recorded deals: median A$7.3m, from A$2m to A$12.5m
- Licences
- FINRA / SIPC
From roth.com, checked 7 Nov 2026: /departments/investment-banking, /about, /sectors/metals-mining, /
Deals
Columns
2 of 2 deals
| Advisers | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 2025 | Resolution Minerals | – | – | Placement | Financial adviser to the issuer | Completed | 2.0 | Rare earths, mineral sands and critical minerals | Oakley Capital Partners (lead manager) | Resolution Minerals placement |
| Jul 2025 | Trigg Minerals | – | – | Placement | Joint lead manager | Completed | 12.5 | Other mining and exploration | GBA Capital (lead manager) | Trigg Minerals placement |
Listed on their website
- Follow-On, Sole Placement Agent (AUD $5,010,000) AUD $5,010,000 · 2021
- IPO, Co-Manager ($90,000,000) $90,000,000 · 2021
- PIPE, Sole Agent (AUD $20,625,000) AUD $20,625,000 · 2021
Transactions the firm lists on its own website, checked 7 Nov 2026. Those FundComb has recorded link to the deal.
Offices and contact
Offices
- Newport BeachHead office